Class Concept
This is professional level work that involves conducting periodic, objective assessments of educational entities to ensure compliance with laws and agency policies. The employee conducts compliance reviews both individually and as part of a team of examiners. The employee also provides consultation with educational entities on areas of potential risk through sharing information on compliance review findings, good documentation practices, and use of mitigating controls. Upon request by educational entities and/or agency staff, the employee makes presentations concerning compliance review findings to local groups of education staff.
Employee independently completes compliance reviews of assigned educational entities, assists with larger team compliance reviews, develops written reports for each compliance review conducted, and presents findings to the management of each educational entity reviewed. Laws, agency policies, agency procedures and reference manuals, and previous compliance review reports guide the employee's work. Higher-level assistance is required only for findings of an unusual nature, sensitivity, or situations lacking precedence.
Work is performed under supervision and utilizes the Compliance Review Procedures Manual. The employee regularly discusses potential findings with the Director with the resulting report and work papers reviewed by the Director. Regular meetings are also held between the Director and individual Compliance Examiners as well as with the Compliance team. The Director reviews work for thoroughness, accuracy, and consistency of findings and recommendations.
